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The Bribery Act 2010 - guidance to corporations

Alldridge, Peter. The Bribery Act 2010 - guidance to corporations. Law and Financial Markets Review, Vol. 6, No. 2, Apr 2012: 140-144. Availability: <http://search.informit.com.au/documentSummary;dn=155723983009787;res=IELBUS>

Originally Published:

Sunday, April 1, 2012

Introspective reflections on the Islamic financial industry after the downturn: Ethics and the rule of law

Dahlan, Malik R. Introspective reflections on the Islamic financial industry after the downturn: Ethics and the rule of law. Law and Financial Markets Review, Vol. 6, No. 2, Apr 2012: 136-139. Availability: <http://search.informit.com.au/documentSummary;dn=155705350038529;res=IELBUS>

Originally Published:

Sunday, April 1, 2012

The wider context: The future of capital market regulation in the developed markets

Jordan, Cally. The wider context: The future of capital market regulation in the developed markets. Law and Financial Markets Review, Vol. 6, No. 2, Apr 2012: 130-135. Availability: <http://search.informit.com.au/documentSummary;dn=155649451124755;res=IELBUS>

Originally Published:

Sunday, April 1, 2012

Systemic risk and financial markets: Three years on

Pooran, Priya Nandita. Systemic risk and financial markets: Three years on. Law and Financial Markets Review, Vol. 6, No. 2, Apr 2012: 123-129. Availability: <http://search.informit.com.au/documentSummary;dn=155444488440914;res=IELBUS>

Originally Published:

Sunday, April 1, 2012

APRA Releases Response to Submissions and Draft Prudential Standards on Basel III Capital Reforms

The Australian Prudential Regulation Authority (APRA) has released for consultation a response paper and a set of five draft prudential standards that give effect to the Basel III capital reforms in Australia.

Originally Published:

Friday, March 30, 2012

Nomura Australia Limited Pays $30,000 infringement Notice Penalty

Nomura Australia Ltd has paid a penalty of $30,000 to ASIC in order to comply with an infringement notice given to it by the Markets Disciplinary Panel, for the entry of two orders to sell the security, Alumina Limited on 18 March 2011, that allegedly resulted in the market for AWC not being both fa

Originally Published:

Friday, March 30, 2012

FSA Releases Proposed Guidance and Amendments to “Financial Crime: A Guide for Firms”

The Financial Services Authority has published a guidance consultation concerning changes it proposes to make to the regulatory guide entitled Financial crime: a guide for firms.

Originally Published:

Thursday, March 29, 2012

FSA Review into Anti-Bribery and Corruption Systems and Controls in Investment Banks and Proposed New Guidance for All Firms

The Financial Services Authority has published the findings of a thematic review into anti-bribery and corruption (ABC) systems and controls in investment banks

Originally Published:

Thursday, March 29, 2012

EU Clamping Down on Derivatives Trade

The European Parliament has announced that it has adopted the European Market Infrastructure Regulation.

Originally Published:

Thursday, March 29, 2012

ASIC Releases First Enforcement Report (July-Dec 2011)

ASIC today released its first report detailing ASIC enforcement actions for the period 1 July to 31 December 2011.

Originally Published:

Thursday, March 29, 2012

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