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Patrolling an Extended Perimeter

Originally Published: 
Thursday, March 22, 2012
The unintended consequences of pork barrel politics come into full view in an exotic provision of Dodd-Frank.

The Challenges Facing ASIC Over The Next Decade

The chairman of the Australian Securities and Investments Commission discusses the challenges facing ASIC over the next decade, identifying three challenges that ASIC must overcome to achieve its strategic outcomes
Originally Published: 
Tuesday, March 20, 2012

ASIC Accepts Enforceable Undertaking From Leighton Holdings

Leighton Holdings Limited has paid a total of $300,000 after The Australian Securities and Investments Commission (“ASIC”) served three infringement notices alleging the company had not complied with the continuous disclosure provisions of the Corporations Act 2001 and relevant provisions of the Aus
Originally Published: 
Sunday, March 18, 2012

UK Financial Policy Committee Statement on Macro-Prudential Powers

The interim Financial Policy Committee (FPC) met and discussed its advice to the Treasury regarding the macro-prudential tools over which the statutory FPC should have powers to direct action by the proposed new regulatory authorities, the Prudential Regulation Authority and the Financial Conduct Au
Originally Published: 
Friday, March 16, 2012

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