Publications

2020

Journal Articles

Jenny Buchan and Rob Nicholls, 'The challenges of navigating the COVID-19 pandemic for Australia’s franchise sector', (2020) 48 Australian Business Law Review 126 - 137

Douglas Arner, Ross Buckley, Rolf H Weber and Dirk Zetzsche, 'The evolution and future of data-driven finance in the EU' (2020) 57(2) Common Market Law Review 331. https://kluwerlawonline.com/journalarticle/Common%20Market%20Law%20Review/1.1/40822

Ross P Buckley, Dougles Arner, Robin Veidt and Dirk Zetzsche, 'Building Fintech Ecosystems: Regulatory Sandboxes, Innovation Hubs and Beyond' (2020) 61 Washington University Journal of Law and Policy 55. https://openscholarship.wustl.edu/law_journal_law_policy/vol61/iss1/10/

Ross BuckleyDouglas Arner, Dirk Zetzsche and Rolf H Weber, 2019, “The Data-Driven Finance and RegTech Revolution: Lessons from EU Big Bang II”, forthcoming Stanford Journal of Law Business and Finance, accepted Oct 10, 2019, (LP150100269). 

Ross Buckley; Douglas Arner, Dirk Zetzsche and Eriks Selga, 2019, “The Dark Side of Digital Financial Transformation: The New Risks of FinTech and the Rise of TechRisk”, forthcoming Singapore Journal of Legal Studies, in press, accepted Nov 3, 2019 (LP150100269).

Ross BuckleyDirk ZetzscheDouglas Arner, 2019, "Regulating LIBRA", Oxford Journal of Legal Studies in press, July 2019.

M. Scott Donald, ‘Regulating Superannuation in the Shadows of the Twin Peaks’ (2020) 31 Journal of Banking and Finance, Law and Practice 57 – 70.

M. Scott Donald, ‘Delegation by Superannuation Fund Trustees’ (2020) 37 Company and Securities Law Journal 319 – 340.

M. Scott Donald, ‘APRA Heatmaps — turning up the heat on the superannuation industry’ (2020) 31(7) Australian Superannuation Law Bulletin 123 – 127

Sonia Gracia, Kate Barclay and Rob Nicholls, ‘The Multiple Meanings of Fish: Policy Disconnections Australian Seafood Governance’ in Elspeth Probyn, Kate Johnston and Nancy Lee (eds), Sustaining Seas: Oceanic Space and the Politics of Care (Rowman and Littlefield International, 1st ed, 2020)

Rob Nicholls, 'Limiting Access, Limited Blocking: Evidence and Practice in s 115A Injunctions.' (2020) 30 Australian Intellectual Property Journal 114 – 128

Rob Nicholls and Simonetta Vezzoso, 'Decentralised digital ecosystems and competition law: a conceptual framework', (2020) 41 European Competition Law Review 345 – 355

Rob Nicholls, ‘Algorithm-Driven Collusive Conduct’ in Deborah Healey, Michael Jacobs and Rhonda Smith (eds), Research Handbook on Methods and Models of Competition Law (Edward Elgar Publishing Limited, 2020)

2019

Journal Articles

Emma Armson, ‘“Truth in Takeovers” for Substantial Holders’ (2019) 36 Company and Securities Law Journal 464.

Douglas W Arner, Dirk A Zetzsche, Ross P Buckley and Janos N Barberis, ‘The Identity Challenge in Finance: From Analogue Identity to Digitized Identification to Digital KYC Utilities’ (2019) 20 European Business Organization Law Review 55.

Jenny Buchan, ‘The 2018 review of the Franchising Code of Conduct: epicentre of a year of scrutiny for Australian franchising’ (2019) 47 Australian Business Law Review 101.

Adam Charles, Andrew Clyne and M Scott Donald, ‘The hidden legal risks in a superannuation fund merger’ (2019) 31 (October) Australian Superannuation Law Bulletin 100.

Simone Degeling and Jessica Hudson, ‘Credit Advisers, Consumer Credit and Equitable Fiduciary Obligations’ (2019) 47(1) Federal Law Review 64.

Anton N Didenko and Ross P Buckley, ‘The Evolution of Currency: Cash to Cryptos to Sovereign Digital Currencies’ (2019) 42(4) Fordham International Law Journal 1041.

M Scott Donald, ‘DIY or delegate? The key governance challenge for super fund boards’ (2019) 31 (August) Australian Superannuation Law Bulletin 79.

M Scott Donald, ‘The Pension Trust: Fit For Purpose?’ (2019) 82(5) Modern Law Review 800.

M Scott Donald and Suzanne Le Mire, ‘Independence in Practice: Superannuation Fund Governance through the Eyes of Fund Directors’ (2019) 42(1) University of New South Wales Law Journal 300.

M Scott Donald and Sarah Yu, ‘Superannuation fund governance after the Royal Commission’ (2019) 31 (April) Australian Superannuation Law Bulletin 3.

Jennifer L L Gant and Jenny Buchan, ‘Moral Hazard, Path Dependency and Failing Franchisors: Mitigating Franchisee Risk Through Participation’ (2019) 47(2) Federal Law Review 1.

Deborah Healey, ‘Competitive Neutrality and the Role of Competition Authorities: A Glance at Experiences in Europe and Asia-Pacific’ (2019) 7(1) Revista de Defesa da Concorrência 51.

Pamela Hanrahan, ‘Twin peaks after Hayne: Tensions and trade-offs in regulatory architecture’ (2019) 13 Law and Financial Markets Review 124.

Hannah Harris, ‘Corruption and the forestry industry in Papua New Guinea: transnational actors, local dynamics and environmental impact’ (2019) 22(1) Asia Pacific Journal of Environmental Law 48.

Jessica Hudson J, ‘One Thicket in Fraud on a Power’ (2019) 39(3) Oxford Journal of Legal Studies 577.

Michael Legg and Stephen Speirs, ‘“Why not litigate?” – The Royal Commission, ASIC and the Future of the Enforcement Pyramid’ (2019) 47 Australian Business Law Review 244.

Kayleen Manwaring and Pamela Hanrahan, ‘BEARing responsibility for cyber security in Australian financial institutions: The rising tide of directors’ personal liability’ (2019) 30 Journal of Banking and Finance Law and Practice 20.

Marina Nehme, ‘Welfare meeting financial services: The cashless debit card dichotomy’ 44(2) Alternative Law Journal 121.

Marina Nehme and Fiona Martin, ‘Social Entrepreneurs: An evaluation of the proprietary limited company from a corporation's law and taxation law perspective’ (93) Australian Law Journal and Reports 126.

Rob Nicholls, ‘Bank Customer Switching: Scandals and Fintech’ [2019] (August)The European Financial Review, https://www.europeanfinancialreview.com/bank-customer-switching-scandals....

Rob Nicholls and Deniz Kayis, ‘Common corporate owners, concerted corporate actions?’ (2019) 34 Australian Journal of Corporate Law 202.

Federico Panisi, Ross P Buckley and Douglas Arner, ‘Blockchain and Public Companies: A Revolution in Share Ownership Transparency, Proxy-voting and Corporate Governance?’ (2019) 2.2 Stanford Journal of Blockchain Law and Policy 189.

Dirk A Zetzsche, Ross P Buckley, Douglas W Arner and Linus Fohr, ‘The ICO Gold Rush: It’s a Scam, It’s a Bubble, It’s a Super Challenge for Regulators’ (2019) 60(2) Harvard International Law Journal 267.

Books

Janos Barberis, Douglas W Arner and Ross P Buckley (eds), The RegTech Book: The Financial Technology Handbook for Investors, Entrepreneurs and Visionaries in Regulation (John Wiley & Sons, 2019).

Hannah Harris, The Global Anti-Corruption Regime: the case of Papua New Guinea (London, New York: Routledge, 2019).

Book chapters

Douglas Arner, Ross P Buckley, Dirk Zetzsche, Bo Zhao, Anton N Didenko, Cyn-Young Park, and Emilija Pashoska, ‘Cryptocurrencies, Blockchain and ICOs: Policy and Regulatory Challenges of Distributed Ledger Technology and Digital Assets in Asia’ in Chris Brummer (ed), Cryptoassets: Legal, Regulatory and Monetary Perspectives (Oxford University Press, 2019) 263. 

Janos Barberis, Douglas W Arner and Ross P Buckley, ‘A FinTech and RegTech Overview: Where we have come from and where we are going’ in Janos Barberis, Douglas W Arner and Ross P Buckley (eds), The RegTech Book: The Financial Technology Handbook for Investors, Entrepreneurs and Visionaries in Regulation (John Wiley & Sons, 2019) vi. 

Dirk A Zetzsche, Ross P Buckley and Douglas W Arner, ‘FinTech for Financial Inclusion: Driving Sustainable Growth’ in Julia Walker, Alma Pekmezovic and Gordon Walker (eds), Sustainable Development: Harnessing Business to Achieve the SDG’s through Finance, Technology and Law Reform (Wiley, 2019) 179.

Other

Kayleen Manwaring K and Cachelin Hall, ‘Input Paper for ACOLA Horizon Scanning Series: The Internet of Things: Maximising the benefit of deployment in Australia’, 2019 https://papers.ssrn.com/sol3/papers.cfm?abstract_id=3464277

 

2018

Journal Articles

Adam Butt, M. Scott Donald, F. Douglas Foster, Susan Thorp and Geoffrey J. Warren, 'One size fits all? Tailoring retirement plan defaults' (2018) 145 Journal of Economic Behaviour and Organisation 546 - 566.

Anton Didenko et al, ‘Restricted Banking Licenses: An Opportunity to be Seized’ (2018) 29(1) Journal of Banking and Finance: Law and Practice 57.

M. Scott Donald, ‘A Servant of Two Masters. “Managing” conflicts of duties in the Australian Funds Management Industry’ (2018) 12(1) Journal of Equity 1 – 33.

M. Scott Donald and Suzanne Le Mire, ‘Drawing the ruler over Board Performance Assessments’ (2018) 30(3) Australian Superannuation Law Bulletin 35 – 37.

Deborah Healey and Jack Coles, ‘From 'Carries on a Business' to 'In Trade or Commerce': Efficiency in Government or Semantic Endeavour?’ (2018) 26 Competition and Consumer Law Journal 1.

Deborah Healey and Rhonda Smith, 'Competitive Neutrality in Australia: Opportunity for Policy Development' (2018) 25(3) Competition and Consumer Law Journal 223.

Dirk Jetzsche et al, ‘From FinTech to TechFin: The Regulatory Challenges of Data-Driven Finance’ (2018) 14(2) New York University Journal of Law & Business 393.

Dirk Jetzsche, Ross Buckley and Douglas Arner, ‘Digital ID and AML/CDD/KYC utilities for financial inclusion, integrity and competition’ (2018) 47 Journal of Financial Transformation 133.

Kayleen Manwaring and Pemela Hanrahan, ‘Bearing Responsibility for cyber security in Australian financial institutions: The rising tide of directors’ personal liability’ (2019) 30 Journal of Banking and Finance Law and Practice.

Louise Malady et al, ‘A Regulatory Diagnostic Toolkit for Digital Financial Services in Emerging Markets’ (2018) 34 Banking and Finance Law Review 9.

Pamela Hanrahan and Rachel Yates, ‘Director Duties’ of Oversight; Insights for Australia from Recent Development in Delaware’s Caremark Jurisprudence’ (2018) 33 Australian Journal of Corporate Law.

Books

Hannah Harris, The Global Anti-Corruption Regime: The Case of Papua New Guinea, Routledge, 1st ed, 2018.

Book Chapters

Emma Armson, ‘Assessing the performance of takeover panels: a comparative study’ in Umakanth Varottil and Wai Yee Wan (eds), Comparative Takeover Regulation: Global and Asian Perspectives, (Cambridge University Press, 2018) 134.

Scott Donald, ‘Climate Change and Fiduciary Investors: weathering a disaster scenario’ in Rosemary Lyster and Rob Verchick (eds) Research Handbook on Climate Disaster Law: Barriers and Opportunities (Edward Elgar, 2018).

Dimity Kingsford Smith and Olivia Dixon, ‘What Next for the Financial Consumer: More disclosure? Caveat Vendor? Fin-Tech Online?’ in Howells, Ramsey and Wilhelmsson Handbook of Research on International Consumer Law (Edward Elgar, 2nd Edition, 2018).

Pamela Hanrahan, ‘On Compliance’ in Pamela Hanrahan and Ashley Black (eds), Contemporary Issues in Corporate and Competition Law: Essays in Honour of Professor Robert Baxt AO, (LexisNexis Butterworths, 2018) Chapter 9.

Government Submissions

Dimity Kingsford Smith, Clinton Free, Charles Sampford, Hugh Breakey, Hannah Harris, Marina Nehme and Scott Donald, Submission in response to the interim report of the royal commission into misconduct in the banking, superannuation and financial services industry, 26 October 2018.

Jenny Buchan, Deborah Healey, Hannah Harris and Rob Nicholls, Submission to the ACCC on a potential class exemption for collective bargaining, 21 September 2018.

Scott Donald, Submission to royal commission into banking, superannuation and financial services, 21 September 2018.

Scott Donald, Submission to the productivity commission on assessing efficiency and competition in superannuation, 13 July 2018.

Reports

Marina Nehme, Jessica Anderson, Olivia Dixon and Dimity Kingsford-Smith, The general deterrence effects of enforceable undertakings on financial services and credit providers, Australian Securities and Investments Commission, 2018.

2017

Journal Articles

Katharine Kemp and Ross Buckley, ‘Resolution Powers Over E-Money Providers’ (2017) 40 UNSW Law Journal 1539.

Katharine Kemp and Ross Buckley, ‘Protecting Financial Consumer Data in Developing Countries: An Alternative to the Flawed Consent Model’ (2017) 18 Georgetown Journal of International Affairs 35.

Dirk Zetsche et al, ‘The ICO Gold Rush: It’s a Scam, It’s a Bubble and it’s a Super Challenge for Regulators’ (2018) 18 University of New South Wales Law Research Series 1.

Douglas Arner, Janos Barberis and Ross Buckley, ‘The Evolution of Fin-Tech: A New Post-Crisis Paradigm?’ (2016) 62 University of New South Wales Law Research Series 1.

Nicholas Morris and Rob Nicholls, ‘Do it once, get it right: Wholesale Regulatory Intervention in Price and Cost Disclosure’ (2017) 11 Law and Financial Markets Review 110.

Emma Armson, ‘Speed in Decision-Making: An Assessment of the Australian Takeovers Panel’ (2017) 35 Company and Securities Law Journal 352.

Douglas Arner, Janos Barberis and Ross Buckley, ‘FinTech, RegTech and the Reconceptualisation of Financial Regulation’ (2017) 37 Northwestern Journal of International Law and Business 371.

Douglas Arner, Janos Barberis and Ross Buckley, ‘FinTech and RegTech in a Nutshell, and the Future in a Sandbox’ (2017) CFA Institute Research Foundation Briefs 1.

Dirk Zetsche et al, ‘Regulating a Revolution: From Regulatory Sandboxes to Smart Regulation’ (2017) 11 Fordham Journal of Corporate & Financial Law 1.

Mary Dowell-Jones and Ross Buckley, ‘Reconceiving Resilience: A New Guiding Principle for Financial Regulation?’ (2017) 37 Northwestern Journal of International Law & Business 1.

Dirk Zetzsche, Ross Buckley and Douglas Arner, ‘The Distributed Liability of Distributed Ledgers: Legal Risks of Blockchain’ (2018) University of Illinois Law Review 1361.

Justine Rogers, Dimity Kingsford Smith and John Chellew, ‘The Large Professional Service Firm: A New force in the Regulative Bargain’ (2017) 40 University of New South Wales Law Journal 218.

Hugh Breakey and Charles Sampford, ‘Employed Professionals Ethical Responsibilities in Public Service and Private Enterprise: Delemma, Priority and Synthesis’ (2017) 40 University of New South Wales Law Journal 262.

Graham Greenleaf, ‘Review Essay: Technology and the Professions: Utopian and Dystopian Futures’ (2017) 40 University of New South Wales Law Journal 302.

Hugh Breakey, ‘Building Ethics Regimes: Capabilities, Obstacles and Supports for Professional Ethical Decision-Making’ (2017) 40 University of New South Wales Law Journal 322.

John Morgan and Pamela Hanrahan, ‘Professional Indemnity Insurance: Compensating Consumers and Regulating Professionals’ (2017) 40 University of New South Wales Law Journal 353.

Hugh Breakey and Charles Sampford, ‘National Exams as a Tool for Improving Standards: Can Australian Financial Advisors Take a Leaf from the Professionals’ book?’ (2017) 40 University of New South Wales Law Journal 385.

Dimity Kingsford Smith, Justine Rogers and Thomas Clarke ‘Banking and the Limits of Professionalism’ (2017) 40 University of New South Wales Law Journal.

Emma Armson, ‘Flexibility in Decision-Making: An Assessment of the Australian Takeovers Panel’ (2017) 40 University of New South Wales Law Journal 460.

Katharine Kemp, ‘The Big Chill: A Comparative Analysis of Effects-Based Tests for Misuse of Market Power’ (2017) 40 University of New South Wales Law Journal 493.

Scott Donald, ‘The application of the Basel III framework to the cash deposits held by APRA-regulated superannuation funds’ (2017) 28(1) Journal of Banking and Finance Law and Practice 33.

Scott Donald, ‘The world according to Bernie’ (2017) 29(3) Australian Superannuation Law Bulletin 59.

Scott Donald, ‘On rights, power and duties’ (2017) 29(4) Australian Superannuation Law Bulletin 59.

Deborah Healey and Rob Nicholls, ‘Enhancing Competition: Challenges for Australian Retail Banking’ (2017) 28 Journal of Banking and Finance: Law and Practice 48. 

Government Submissions

Scott Donald, submission to the NSW Law Reform Commission on the Laws Relating to Beneficiaries of Trusts, 14 July 2017.

Scott Donald, submission to The Treasury on Improving Accountability and Member Outcomes in Superannuation,' 14 August 2017.

Scott Donald, submission to Senate Economics Committee on Superannuation Governance, 29 September 2017.

2016

Journal Articles

E. Armson, 'Certainty in Decision-Making: An Assessment of the Australian Takeovers Panel' (2016) 38 Sydney Law Review 369.

R. Buckley, 'Reconceptualizing Global Financial Regula-tion' (2016) 36 Oxford Journal of Legal Studies 242.

R. Buckley, D. Arner and J. Barberis, 'The Emergence of RegTech 2.0: From Know Your Customer to Know Your Data' (2016) 44 Journal of Financial Transformation 79.

R. Buckley, D. Arner and J. Barberis, '150 Years of FinTech: An Evolutionary Analysis' (2016) 3 JASSA 22.

R. Buckley, D. Arner and J. Barberis, 'The Evolution of FinTech: A New Post-Crisis Paradigm?' (2016) 47 Georgetown Journal of International Law 1271.

R. Buckley and I. Mas, 'Coming of Age of Digital Payments as a Field of Expertise' (2016) 2016 University of Illinois Journal of Law, Technology and Policy 71.

R. Buckley and R. Stanley, 'Protecting the West, Excluding the Rest: The Impact of the AML/CTF Regime on Financial Inclusion in the Pacific, and Potential Responses' (2016) 17 Melbourne Journal of International Law 1.

R. Buckley and S. Webster, 'FinTech in Developing Coun-tries: Charting New Customer Journeys' (2016) 44 Journal of Financial Transformation 151.

RP Buckley, D Arrner, and E Avgouleas, (eds) Reconceptual-ising Global Finance and Its Regulation, Cambridge Universi-ty Press, New York, 2016, 1-467

M. S. Donald, 'Don’t judge a trustee’s books by their cover …’ (2016) 28(9) Australian Superannuation Law Bulletin 127.

M. S. Donald, 'Of covenants and pygmy hippos’ (2016) 28(5) Australian Superannuation Law Bulletin 68.

M. S. Donald, H. Bateman, R. Buckley, K. Liu and R. Nicholls ‘Too Connected to Fail: The Regulation of Systemic Risk within Australia's Superannuation System’ (2016) 2(1) Journal of Financial Regulation 56.

M. S. Donald and S. Le Mire, 'Independence and the govern-ance of Australian superannuation funds’ (2016) 31 Australian Journal of Corporate Law 80.

M. Dowell-Jones and R. Buckley, ‘Bank levies in Australia: Lessons from Europe’ (2016) 27 Journal of Banking and Fi-nance Law and Practice 24.

D. J. Healey and R. Nicholls, 'Should Stability Reign? The Consumer Downside of Foregone Competition in Retain Banking Markets' (2016) 32 Banking and Finance Law Re-view 69.

M. J. Legg, 'A Comparison of Regulatory Enforcement, Class Actions and Alternative Dispute Resolution in Compensating Financial Consumers' (2016) 38 The Sydney Law Review 311.

R. Nicholls, ‘Spectrum Management Issues for Heterogene-ous Networks in Commons Spectrum’ (2016) 18(4) info 1.

D. Ramos, J. Solana, R. Buckley and J. Greenacre, ‘Protecting Mobile Money Customer Funds in Civil Law Juris-dictions’ (2016) 65(3) International & Comparative Law Quar-terly 705.

Book Chapters

E. Armson and U. Varottil, ‘Mergers and Acquisitions’, Australia and India - A Comparative Overview of the Law and Legal Practice (Universal Law Publishing, India, 2016).

Book

P. Hanrahan and J. Farrar, Corporate Governance (LexisNexis, 2016)

R. Buckley and D. Arner, From Crisis to Crisis: The Global Financial System and Regulatory Failure (Kluwer Law Inter-natonal, The Hague, 2011) translated into Chinese and re-published by China University of Political Science and Law Press, Beijing (2016).

Research Paper Series 

Independence and the Governance of Superannuation Funds M Scott Donald and Suzanne Le Mire (16-1)

A Servant of Two Masters? Conflicts of Duty in the Australian Financial Services Industry M Scott Donald (16-2)

Independence in Practice: Superannuation Fund Governance through the Eyes of Fund Directors  M Scott Donald and Suzanne Le Mire (16-3)

A National Exam for Financial Advisers: Panacea, check-box or integrity system?,  Hugh Breakey and Charles Sampford (16-4)

Structural Types of Professional Regulation: Comparative Case Studies in Australia and the UK ,  John Chellew and Alex Roberts (16-5)

Professional Indemnity Insurance: Compensating Consumers and  Regulating Professionals, John K Morgan and Pamela Hanrahan (16-6)

The Promise of Professionalism in the 21st Century, Justine Rogers, Dimity Kingsford Smith, Thomas Clarke and John Chellew (16-7)

FinTech, RegTech and the Reconceptualization of Financial Regulation, Douglas W. Arner, Janos Nathan Barberis and Ross P. Buckley (16-8)

 

2015

Journal Articles

W Zhou, DW Arner, and RP Buckley, ‘Regulation of Digital Financial Services in China: Last Mover Advantage?’ (2015) Tsinghua China Law Review 8(1)

RP Buckley, ‘Reconceptualizing the Regulation of Global Fi-nance’ (2015) Oxford Journal of Legal Studies (Advanced access)

RP Buckley and F Lupo-Pasini, ‘Global Systemic Risk and International Regulatory Coordination: Squaring Sovereignty and Financial Stability’ (2015) American University Interna-tional Law Review 30(4)

F Lupo-Pasini and RP Buckley, ‘International Coordination in Cross-Border Bank Bail-ins: Problems and Prospects’ (2015) European Business Organization Law Review 16 (2)

A Butt, MS Donald, FD Foster, S Thorp, and G Warren 'The Australian superannuation system post Stronger Super: views from fund executives' (2015) 9(2) Law and Financial Markets Review 106

MS Donald and R Nicholls ‘Bank custodians and systemic risk in the Australian superannuation system' (2015) 26 Jour-nal of Banking and Finance Law and Practice 25

A Butt, MS Donald, FD Foster, S Thorp, and GJ Warren ‘Design of MySuper default funds: influences and out-comes’ (2015) Accounting & Finance

RP Buckley and L Malady, "Building Consumer Demand for Digital Financial Services – The New Regulatory Frontier -- Part II”, (2015) The Banking Law Journal 132 (1)

E Gibson, F Lupo Pasini and RP Buckley, “Regulating Digital Financial Services Agents in Developing Countries to Pro-mote Financial Inclusion”, (2015) Singapore Journal of Legal Studies 26-45

J Greenacre, RP Buckley and L Malady, “The Regulation of Mobile Money: A Case Study of Malawi", (2015) 14 Global Stud-ies Law Review 435-497

RP Buckley, RH Weber & M Dowell-Jones, “A Swiss Finish for Australia? – Ways to Enhance the Resilience of Systemically Important Banks”, (2015) 10 (1) Capital Markets Law Journal 41-70

Book chapters

B Morgan "Upside Down and Inside Out: Regulators and Regulatory Processes in Contemporary Perspective" in The Handbook of Law and Society, (eds A. Sarat and P. Ewick) Wiley Press: Hoboken 2015, pp 150-167

RP Buckley and W Zhou, “Negotiating the International Eco-nomic Legal Order: Who Has Done Best, China or the West?”, in Picker, Toohey & Greenacre (eds), China in the New Interna-tional Economic Order: New Directions and Changing Para-digms, (New York: Cambridge University Press, 2015)

RP Buckley, “From regional fragmentation to coherence: a way forward for East Asia”, in Mercurio & Lim (eds), Interna-tional Economic Law after the Crisis: A Tale of Fragmented Disciplines, (Cambridge: Cambridge University Press, 2015) 107-133

B.Morgan and S.Sterett, “Regulation and Administration”. in International Encyclopedia of the Social & Behavioral Scienc-es, (ed J. Wright) 2nd edition, Vol 20. Oxford: Elsevier 2015. pp. 160–165

Government submissions

RP Buckley ‘Submission to the Australian Payments Plan Consultation: Shaping the Future of Australian Payments’, July 2015.

MS Donald ‘Submission to Treasury on Independence of Di-rectors on Superannuation Funds’, July 2015.

RP Buckley, L Malady & E Gibson ‘Submission to Treasury on Financial System Inquiry Final Report – Purchased Pay-ment Facilities’, March, 2015.

Research Paper Series

It’s a Small World after all: Using social network analysis to investigate systemic risk in the Australian superannuation sector  Rob Nicholls and Kevin Liu (15-1)

The Nature of Competition in Australian Retail Banking Rob Nicholls and Carolyn Evans (15-2)

Balancing Competition and Stability in Australian Retail Banking Rob Nicholls and Deborah Healey (15-4)

Product Intervention Powers: a Legal, Comparative & Policy Analysis, Dimity Kingsford Smith and Marine Nehme (15-5)

Regulatory Handbook: The Enabling Regulation of Digital Financial Services, Louise Malady, Ross Buckley and Cheng-Yun Tsang (December 2015) 1-124

 

2014

Journal Articles

E. Armson, 'Lessons for the Australian Takeovers Panel from the United Kingdom’ (2014) 29 Australian Journal of Corporate Law 295.

E. Armson, 'High Court Clarifies Market Manipulation Definition' (2014) 32 Company and Securities Law Journal 146.

M. Bowman, ‘Development and Global Sustainability: The Case for Corporate Climate Finance’ (2014) Harvard College Review of Environment & Society 8.

M. Bowman, G. Gilligan and J. O’Brien, ‘Foreign Investment Law and Policy in Australia: A Critical Analysis’ (2014) Law and Financial Markets Review 6.

M.S. Donald, ‘The proper approach to a trustee’s right to indemnity out of trust assets’ (2014) 8 Journal of Equity 283

M.S. Donald, J. Ormiston and K.  Charlton, ‘The potential for superannuation funds to make investments with a social impact’ (2014) 32 Companies and Securities Law Journal 540.

G. Gilligan and M. Bowman, ‘State Capital: Global and Australian Perspectives’ (2014) 37(2) Seattle University Law Review 597.

G. Gilligan and D. Song, ‘Smog, Self Interest and Regulating Markets: The Commons Approach and the Establishment of the European Union Emissions Trading Scheme’ (2014) Law and Financial Markets Review 361.

G. Gilligan, ‘Perspectives: Whistleblowing protections and judicial activism in the US Supreme Court’, (2014), 8 (1) Law and Financial Markets Review 4. 

R. Nicholls, ‘Something to remember him by: Commissioner Joaquίn Almunia’s farewell gift’ (2014) Law and Financial Markets Review315.

R. Nicholls and J. O’Brien, ‘Hanging Together or Hanging Separately: Is Competition Law in the Process of Eclipsing Financial Regulation?’ (2014) 8 (2) Law and Financial Markets Review 178.

J. O’Brien, ‘Disputatious Allies or Political Rivals: Inter-Governmental Relations in Financial Regulation in the Aftermath of the Standard Chartered Settlement’ (2014) 8 Law and Financial Markets Review 13.

J. O’Brien, ‘Culture, Codes of Conduct and the Limits of Enforcement’ (2014) 8 Law and Financial Markets Review 1.

J. O' Brien,  G. Gilligan & S. Miller. ‘Culture and the Future of Financial Regulation: How to Embed Restraint in the Interests of Systemic Stability’ (2014) 8 (2) Law and Financial Markets Review115.

J. O’Brien, ‘Culture Wars: Rate Manipulation, Institutional Corruption and the Lost Normative Foundations of Market Conduct Regulation’ (2014) 37 Seattle University Law Review 375. 

J. O’Brien and O. Dixon, ‘Deferred Prosecutions in the Corporate Sector: Lessons from Libor’ (2014) 37 Seattle University Law Review 475. 

J. O’Brien, ‘Too Big to Fail or Too Hard to Remember: Lessons from the New Deal in Dealing with Systemically Important Institutions’ (2014) 8(3) Law and Financial Markets Review 249

J. O’Brien, ‘Fixing the fix: governance, culture, ethics and the extending perimeter of financial regulation (2014) Law and Financial Markets Review 373.

Book Chapters

R. Nicholls ‘Broadcasting Regulation’ in A Companion to the Australian Media, ed. Bridget Griffen-Foley. Melbourne: Australian Scholarly Publishing, October 2014.

R. Nicholls ‘Telstra’ in A Companion to the Australian Media, ed. Bridget Griffen-Foley. Melbourne: Australian Scholarly Publishing, October 2014.

J. O’Brien, ‘Professional Obligation, Ethical Awareness and Capital Market Regulation’ in N. Morris and D. Vines (eds.), Capital Failure (Oxford: Oxford University Press, 2014).

Research Paper Series

M. Bowman, G. Gilligan and J. O’Brien, CLMR Research Paper Series Working Paper 14-1: Australian Foreign Investment Law and Policy in the Asian Century, Feb 2014.

G. Gilligan, J. O’Brien and M. Bowman, ‘Sovereign Wealth Funds: The Good Guy Investment Actors?’, CLMR Research Paper Series Working Paper No. 14-2, May 2014.

M.S. Donald and R. Nicholls, Bank Custodians and Systemic Risk in the Australian Superannuation System’, CLMR Research Paper Series Working Paper No. 14-4, July 2014.

M. Bowman, Development and Global Sustainability: The Case for ‘Corporate Climate Finance’, CLMR Research Paper Series Working Paper No. 14-5, July 2014.