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FCA fines SEI Investments Limited £900,200 for client money breaches
SEI Investments was fined 900,000£ for failing to comply with the client money rules of the FCA for 5 years.
Originally Published:
Tuesday, November 26, 2013
Regulating Consumer Credit for Credit Unions
Factsheet from the FCA that outlines the implications for credit unions when the FCA takes over the regulation of consumer credit from the office of fair-trading in April of 2014.
Originally Published:
Friday, November 15, 2013
LIBOR reform and contractual continuity - issues for the financial markets
Gibbons, Kate and Neale, Deborah. LIBOR reform and contractual continuity - issues for the financial markets. Law and Financial Markets Review, Vol. 7, No. 6, Nov 2013: 315-321. Availability: <http://search.informit.com.au/documentSummary;dn=871000797013773;res=IELBUS>
Originally Published:
Friday, November 1, 2013