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E-Money Knowledge Product: Trust Law Protections for E-Money Customers
This knowledge product examines how trusts law can be used to protect ‘customers’ funds’. These are funds that a customer provides to an e-money provider in exchange for electronic or ‘e-money’.
Originally Published:
Saturday, March 1, 2014
Submission to the Attorney-General’s Department and AUSTRAC for the Review of Australia’s Anti-Money Laundering/Counter-Terrorism Financing (AML/CTF) Regime
Submission by Louise Malady, Ross Buckley and Jonathan Greenacre in response to AUSTRAC’s and the Attorney-General’s Department’s Issues Paper Review of the AML/CTF Regime.
Originally Published:
Friday, February 28, 2014
UNSW Law Submission to Review of Australia’s AML/CTF Regime
Australia needs to reassess its approach to implementing AML/CTF measures to be more closely aligned with goals of financial inclusion.
Originally Published:
Friday, February 28, 2014
Regulating the commodity markets: a guide to the role of the FCA
In this paper the FCA explains the regulatory framework and the role of the Financial Conduct Authority (FCA) as it relates to the commodity markets.
Originally Published:
Thursday, February 27, 2014
SEC Announces Initiative Directed at Never-Before Examined Registered Investment Advisers
The Securities and Exchange Commission announced that its Office of Compliance Inspections and Examinations (OCIE) is launching an initiative directed at investment advisers that have never been examined, focusing on those that have been registered with the SEC for three or more years.
Originally Published:
Thursday, February 20, 2014