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ASIC releases further guidance on hedge fund disclosure
ASIC refines the definition of a hedge fund to relieve lower-risk funds from their obligations under RG 240 disclosure requirements
Originally Published:
Thursday, October 3, 2013
IMF Managing Director delivers speech on managing the new transitions in the global economy
IMF Managing Director delivers speech on the pattern of economic growth and the transition toward a different financial sector
Originally Published:
Thursday, October 3, 2013
CP13/11 – Financial Services Compensation Scheme – unincorporated associations and partnerships
FCA releases consultation paper proposing that all unincorporated associations and certain large partnerships will become eligible to claim on the FSCS if an investment firm fails.
Originally Published:
Thursday, October 3, 2013
CP13/10 – Detailed proposals for the FCA regime for consumer credit
FCA consults on proposals for how it will take over regulation of the consumer credit industry, including on a set of interventions in the high-cost short-term credit market.
Originally Published:
Thursday, October 3, 2013
CLMR Working Paper 13-7: Singapore Sling: How Coercion May Cure the Hangover in Financial Benchmark Governance
Justin O'Brien examines Singapore's approach to Libor issues
Originally Published:
Thursday, October 3, 2013
Sonray director pleads guilty to seven charges after $46 million collapse
Director of Sonray Capital Markets pleads guilty to seven criminal charges including submitting a false document to ASIC
Originally Published:
Wednesday, October 2, 2013
SEC sanctions investment adviser for best execution failures
SEC sanctions investment advisory firm for failing to seek the most beneficial terms reasonably available when investing funds
Originally Published:
Wednesday, October 2, 2013
Libor: Who's Next?
Professor Justin O'Brien discusses financial system stability post Libor on Business News Network in Canada
Originally Published:
Wednesday, October 2, 2013
Issues Paper on Policyholder Protection Schemes
Jurisdictions have different ways of protecting policyholders against the inability of an insurer to pay claims when they become due, for example because of insolvency.
Originally Published:
Tuesday, October 1, 2013