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European parliament’s endorsement of the political agreement on Market Abuse Regulation
European Parliament endorses political agreement on the Market Abuse Regulation, bringing current rules in step with market developments.
Originally Published:
Tuesday, September 10, 2013
CPSS and IOSCO issue report on authorities’ access to trade repository data
CPSS and IOSCO publish report providing recommended guidelines as to authority access to data held by trade repositories.
Originally Published:
Monday, August 12, 2013
Financial Conduct Authority issues Feedback Statement following Transparency Discussion Paper DP13/01
Financial Conduct Authority issues Feedback Statement summarising feedback and timescales for its Transparency Discussion Paper, DP13/01.
Originally Published:
Monday, August 5, 2013
ASIC Consults on Code Approval under FOFA and Confirms Facilitative Approach to FOFA Introduction
ASIC has released a consultation paper on its approach to code approval and relief powers under the Future of Financial Advice (FOFA) reforms.
Originally Published:
Tuesday, October 23, 2012
Singapore’s Private Banking Advisory Group Launches Private Banking Code of Conduct
The Private Banking Code of Conduct is the result of an industry-led effort to enhance the competency of private banking professionals and foster high market conduct standards.
Originally Published:
Thursday, April 5, 2012
Irish Law Reform Commission Launches Consultation on Insurance Contracts
The Irish Law Reform Commission has launched a consultation paper on insurance contracts which assesses current insurance contract law and makes a number of detailed recommendations on potential reform of the law in this area.
Originally Published:
Tuesday, January 17, 2012
Australian Prudential Regulatory Authority Releases Discussion Paper on Covered Bonds and Securitization Matters
The Australian Prudential Regulation Authority has published for consultation a discussion paper outlining its proposals to introduce a new prudential standard for authorised deposit-taking institutions that issue covered bonds.
Originally Published:
Tuesday, November 8, 2011
The Regulators' Role: Making Rules to Reflect Moral Outrage (Interview)
Justin O'Brien of the CLMR suggests that the definition of integrity needs to be clarified before regulators can begin rewriting new corporate governance rules.
Originally Published:
Tuesday, October 11, 2011