SEC rewards three whistleblowers who helped stop sham hedge fund
SEC rewards three whistelblowers for tips and informations provided to help the Justice department stop a sham hedge fund
Originally Published:
Friday, August 30, 2013
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CPSS and IOSCO issue report on authorities’ access to trade repository data
CPSS and IOSCO publish report providing recommended guidelines as to authority access to data held by trade repositories.
Originally Published:
Monday, August 12, 2013
Financial Conduct Authority issues Feedback Statement following Transparency Discussion Paper DP13/01
Financial Conduct Authority issues Feedback Statement summarising feedback and timescales for its Transparency Discussion Paper, DP13/01.
Originally Published:
Monday, August 5, 2013
Andy Briscoe appointed chairman of Money Advice Service
Andy Briscoe is appointed as chairman of the Money Advice Service.
Originally Published:
Thursday, August 1, 2013
Role of Culture, Behaviour and Psychological Biases in Boardrooms
Originally Published:
Tuesday, July 16, 2013
A challenge for chairmen is to ensure consensus should not be the order of the day.
Tentative Steps Towards Whistleblowing Protection
Originally Published:
Monday, July 8, 2013
New whistleblowing provisions will not be available to people working in the private sector and apply only to officials in federal agencies and the Commonwealth public service.
Ireland: Major Reform is Essential to Tackling White-Collar Crime
Originally Published:
Monday, July 1, 2013
The significant reforms to the operation of the Central Bank and the regulatory capacity of the Financial Regulator are in stark contrast to the paucity of reforms in other oversight agencies.
Is Professionalism Part of the Future of Financial Advice?
Originally Published:
Wednesday, June 26, 2013
It is timely to reflect on whether additional regulatory burden on advisers is likely to improve the quality and access to advice for retail consumers.
Parliamentary Commission Enables But Will It Be Blown?
Originally Published:
Thursday, June 20, 2013
The failure of the UK's whistleblowing regime were exposed by the Parliamentary Commission on Banking Standards. But is it the fault of culture or legislation?
Whistleblowing as a Necessary Evil? The Case of Lagow, Manning and Snowden
Originally Published:
Tuesday, June 18, 2013
The legitimacy of the decision to blow the whistle cannot be divorced from the interaction between political culture, self-interest and capacity to frame discourse.