Financial Advice

Australian Corporations and Markets Advisory Committee Releases Report on Executive Remuneration

The Corporations and Markets Advisory Committee has released a report examining the possibility of reducing the complexity of executive remuneration reports and revising the remuneration setting framework to simplify the incentive components of these arrangements.
Originally Published: 
Friday, April 29, 2011

Financial Stability Oversight Council Issues Proposed Rule and Guidance on Authority to Require Supervision and Regulation of Certain Non-Bank Financial Companies

The proposed rule and attached guidance describe the manner in which the Financial Stability Oversight Council intends to apply the statutory standards and considerations, and the processes and procedures that the Council intends to follow, in making determinations under section 113 of the Dodd-Fran
Originally Published: 
Tuesday, October 18, 2011

European Banking Authority Issues Draft Guidelines on the Incremental Default in Migration Risk Charge

The paper provides guidance on the incremental risk capital charge modelling approaches employed by credit institutions using the Internal Model Approach for the calculation of the required capital for specific interest risk in the trading book.
Originally Published: 
Wednesday, November 30, 2011

Financial Services Authority Issues Guidance for Non-Executive Directors on Delivering Fair Treatment for Consumers of Financial Services

The Financial Services Authority has issued guidance on its expectations of Non-Executive Directors (“NED”) in delivering the appropriate management of retail conduct risk within firms.
Originally Published: 
Wednesday, November 30, 2011

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