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Council of the European Union Publishes Proposal on Framework for the Recovery and Resolution of Financial Institutions
The Council of the European Union has published a proposal to establish a framework for the recovery and resolution of credit institutions and investment firms.
Originally Published:
Thursday, June 7, 2012
IOSCO Consults on Global Developments in Securitization Regulation
IOSCO has released a consultation paper which seeks public comment on policy issues arising from the work of its Task Force on Unregulated Markets and Products (TFUMP).
Originally Published:
Thursday, June 7, 2012
IOSCO Publishes its Final Report on International Standards for Derivatives Market Intermediary Regulation
IOSCO has issued a report which recommends high-level international standards for the regulation of market participants that are in the business of dealing, making a market or intermediating transactions in over-the-counter (OTC) derivatives.
Originally Published:
Wednesday, June 6, 2012
ASIC Consults on New Guidelines for Credit Advertisements
ASIC has released a consultation paper about credit advertising to promote good practice and help industry comply with their legal obligations when advertising credit products and services.
Originally Published:
Tuesday, June 5, 2012
ASIC Accepts Enforceable Undertaking from Former Commonwealth Financial Planning Adviser
ASIC has accepted an enforceable undertaking (EU) from former Commonwealth Financial Planning Limited (CFPL) employee, Joe Chan, after he failed to meet various obligations as a financial adviser.
Originally Published:
Monday, June 4, 2012
Bankwest Amends Credit Card Advertising following ASIC Action
The Bank of Western Australia Ltd (Bankwest) has agreed to make changes to recent advertising for their Bankwest Breeze MasterCard (the Breeze MasterCard) following concerns raised by ASIC that the advertisements were misleading or likely to mislead.
Originally Published:
Monday, June 4, 2012