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SEC Warns Investors About Marijuana-Related Investments Amid Recent Trading Suspensions
The Securities and Exchange Commission cautioned investors about the potential for fraud in microcap companies that claim their operations relate to the marijuana industry after the agency suspended trading in the fifth such company within the past two months.
Originally Published:
Friday, May 16, 2014
Reducing red tape in business would boost Greek productivity, OECD says
This report discusses the fact that Greece could save its businesses hundreds of millions of euros a year and improve its competitiveness by reducing administrative burdens.
Originally Published:
Thursday, May 15, 2014
CLMR Working Paper 14-2: Sovereign Wealth Funds: The Good Guy Investment Actors?
The CLMR State Capital research team elucidate how Sovereign Wealth Funds may not only be a facilitative economic mechanism but also an important tool for domestic societal benefit.
Originally Published:
Monday, May 5, 2014
SEC Issues Partial Stay of Conflict Minerals Rules
The Securities and Exchange Commission issued an order staying the effective date for compliance with the portions of Exchange Act Rule 13p-1 and Form SD that would require statements by issuers that the Court of Appeals held would violate the First Amendment.
Originally Published:
Friday, May 2, 2014
Point of Sale disclosure in the insurance, banking and securities sectors - final report published by the Joint Forum
Today the Joint Forum released its final report on Point of sale disclosure in the insurance, banking and securities sectors.
Originally Published:
Wednesday, April 30, 2014
Focusing on the Interest of the ‘Financial Citizen’ as Retail Investor and Financial Consumer
UNSW Professor Dimity Kingsford Smith's submission to the Australian Financial Systems Inquiry.
Originally Published:
Monday, April 28, 2014