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OECD Glossary of International Criminal Standards on Corruption

This Glossary explains the key elements required to classify corruption as a criminal act, according to three major international conventions: (i) the OECD Convention on Combating Bribery of Foreign Public Officials in International Business Transactions; (ii) the Council of Europe’s Criminal Law Co
Originally Published: 
Monday, January 17, 2011

Wholesale and Retail Clients: Future of Financial Advice

As part of the Future of Financial Advice (FOFA) reforms, the Government announced that it would consider the appropriateness of the distinction between wholesale and retail clients is appropriate.
Originally Published: 
Monday, January 3, 2011

Joint Implementation Plan on Sections 301-306 of the Dodd-Frank Act

The joint implementation plan has been prepared pursuant to section 327(a) of the Dodd-Frank Wall Street Reform and Consumer Protection Act 2010 and provides an overview of actions taken to date by the agencies to efficiently and effectively implement sections 301 through 326 of the Dodd-Frank Act.
Originally Published: 
Sunday, January 2, 2011

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