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In Who or What Do We Trust? (Panel Discussion)

An Australian Research Council funded Roundtable for the CLMR seminar - Who Or What Do We Trust? Towards a New Theory of Corporate Governance.
Originally Published: 
Thursday, September 15, 2011

IOSCO Commodity Derivatives Markets Supervisory Principles

The International Organisation of Securities Commisisons Commodity Derivatives Markets Supervisory Principles, which update and add to the 1997 Tokyo Communiqué, were developed in response to contemporary trends in commodity derivatives markets.
Originally Published: 
Thursday, September 15, 2011

SEC Proxy Access Rule Vacated

On July 22, 2011, in Business Roundtable & Chamber of Commerce of the United States of America v. Securities & Exchange Commission, No. 10-1305 (D.C. Cir. July 22, 2011), a three-judge panel of the U.S.
Originally Published: 
Tuesday, September 6, 2011

ASIC’s Compulsory Information Gathering Powers

The Australian Securities and Investments Commission has released an information sheet describing the breadth of its compulsory information-gathering powers in two broad areas of regulatory activity, surveillances and investigations into suspected breaches of the law.
Originally Published: 
Friday, September 2, 2011

ASIC Targets Unlicensed Credit Providers

The Australian Securities and Investments Commission's latest surveillance campaign is aimed at identifying traders who applied for a credit licence, but withdrew their application, or had it refused.
Originally Published: 
Thursday, September 1, 2011

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