Codes of Conduct

SEC Proposes Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants

The Securities and Exchange Commission today voted to propose rules that would impose certain business conduct standards upon security-based swap dealers and major security-based swap participants when those parties engage in security-based swap transactions.
Originally Published: 
Wednesday, June 29, 2011

Australian Prudential Regulatory Authority Releases Discussion Paper on Covered Bonds and Securitization Matters

The Australian Prudential Regulation Authority has published for consultation a discussion paper outlining its proposals to introduce a new prudential standard for authorised deposit-taking institutions that issue covered bonds.
Originally Published: 
Tuesday, November 8, 2011

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