GC13/5 Supervising retail investment advice: inducements and conflicts of interest

The Financial Conduct Authority (FCA) has released a report setting out the findings of its thematic supervision work on the payments made by life insurers to advisory firms under services or distribution agreements. It also sets out guidance for consultation on how such agreements can breach Principle 8 and the inducement rules so as to undermine the objectives of the Retail Distribution Review (RDR).

Originally Published: 
18/09/2013