Regulating Culture: The Limits of Sanctions
Originally Published:
Sunday, October 28, 2012
Regulatory authorities must be cognisant of the limitations as well as the power of enforcement if public confidence is to be warranted.
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Regulating Culture: Risk Management and Accountability in the Aftermath of LIBOR
26 October 2012, Allens, Sydney
Originally Published:
Friday, October 26, 2012
Regulating Culture in the Aftermath of Libor
On 26 October 2012, the CLMR and Allens Linklaters hosted a workshop examining compliance, risk management and accountability in the aftermath of Libor.
Originally Published:
Friday, October 26, 2012
Regulating Culture: Gaming the World's Most Important Number
Originally Published:
Wednesday, October 24, 2012
How and why was the open secret of LIBOR manipulation ignored by the British Banking Association, regulators and banks themselves? Self-interest, myopia and culture are the plausible explanations.
Potential Takeover Law Reforms
Originally Published:
Wednesday, October 24, 2012
On 5 October 2012, Treasury released an initial scoping paper in respect of potential reforms to Australia's takeover laws.
ASIC Consults on Code Approval under FOFA and Confirms Facilitative Approach to FOFA Introduction
ASIC has released a consultation paper on its approach to code approval and relief powers under the Future of Financial Advice (FOFA) reforms.
Originally Published:
Tuesday, October 23, 2012
Regulating Culture: Navigating Economies
Originally Published:
Tuesday, October 23, 2012
The Libor scandal at Barclays and other systemically important banks is just a recent example of what has become, since 2008, a familiar narrative.
European Commission Issues Communication on Crisis Management in the Financial Sector
The European Commission has issued a communication on crisis management in the financial sector.
Originally Published:
Saturday, October 20, 2012
The Price of Cancellation: Disentangling the Vested Interests of Proximity Trading
Originally Published:
Thursday, October 18, 2012
Some of Australia’s biggest superannuation funds and advisory bodies have written to the ASIC regarding the growth of high frequency trading.
IAIS Releases Proposed Policy Measures for Global Systemically Important Insurers
The International Association of Insurance Supervisors has released its proposed policy measures for global systemically important insurers.
Originally Published:
Wednesday, October 17, 2012