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Government Accountability Office Audits Federal Deposit Insurance Corporation Fund’s 2009 and 2010 Financial Statements

Section 17 of the Federal Deposit Insurance Act, as amended, requires the Government Accountability Office to annually audit the financial statements of the Deposit Insurance Fund and the Federal Savings and Loan Insurance Corporation Resolution Fund.

Originally Published:

Monday, March 21, 2011

Federal Reserve Board Reports on Comprehensive Capital Analysis and Review

The Comprehensive Capital Analysis and Review involved the Federal Reserve Board’s forward looking evaluation of the internal capital planning processes of large, complex bank holding companies and their proposals to undertake capital actions in 2011, such as increasing dividend payments or repurch

Originally Published:

Friday, March 18, 2011

APRA Consults on Refinements to the Prudential Framework for General Insurance Groups

The Australian Prudential Regulation Authority has released a consultation package relating to refinements to the prudential and reporting framework for general insurance groups.

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Wednesday, March 16, 2011

Independent Consultant Conducts Organisational Study of SEC and Recommends Reform

Boston Consulting Group submitted a Report to Congress examining the internal operations, structure and need for reform at the Securities and Exchange Commission.

Originally Published:

Thursday, March 10, 2011

CPSS-IOSCO Release Joint Report on Principles for Financial Market Infrastructures

Issued for public consultation by the Committee on Payment and Settlement Systems and the Technical Committee of the International Organization of Securities Commissions, the new standards are designed to ensure that the essential infrastructure supporting global financial markets is even more robus

Originally Published:

Thursday, March 10, 2011

IOSCO Publishes Consultation Report on Suspensions of Redemptions in Collective Investment Schemes

The International Organization of Securities Commissions has published a consultation report which outlines principles against which both industry and regulators can assess the quality of regulation and industry practices concerning the suspensions of redemptions in collective investment schemes.

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Tuesday, March 8, 2011

FSA Speech on Creating the Financial Conduct Authority

The chief executive of the Financial Services Authority ("FSA"), Hector Sants has given a speech in which he discusses the FSA’s current thinking with regard to the regulatory philosophy in which the Financial Conduct Authority ("FCA") will be created, including: the consumer pro

Originally Published:

Wednesday, March 2, 2011

The Limits of EU Hedge Fund Regulation

Awrey, Dan. The Limits of EU Hedge Fund Regulation. Law and Financial Markets Review, Vol. 5, No. 2, Mar 2011: 119-128. Availability: <http://search.informit.com.au/documentSummary;dn=824659023093775;res=IELBUS>

Originally Published:

Tuesday, March 1, 2011

Taking the Gender of the Insured Individual into Account as a Risk Factor in Insurance Contracts Constitutes Discrimination in the EU

The European Court of Justice has ruled that gender based pricing in insurance contracts is incompatible with EU law.

Originally Published:

Tuesday, March 1, 2011

Tokyo Stock Exchange Issues White Paper on Corporate Governance 2011

As part of its effort on improving and enhancing corporate governance by the Tokyo Stock Exchange, a series of white papers on corporate governance has been issued every other year since 2007.

Originally Published:

Tuesday, March 1, 2011

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