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SEC Issues Partial Stay of Conflict Minerals Rules

The Securities and Exchange Commission issued an order staying the effective date for compliance with the portions of Exchange Act Rule 13p-1 and Form SD that would require statements by issuers that the Court of Appeals held would violate the First Amendment.

Originally Published:

Friday, May 2, 2014

Point of Sale disclosure in the insurance, banking and securities sectors - final report published by the Joint Forum

Today the Joint Forum released its final report on Point of sale disclosure in the insurance, banking and securities sectors.

Originally Published:

Wednesday, April 30, 2014

Final standard for measuring and controlling large exposures published by the Basel Committee

The Basel Committee on Banking Supervision published a final standard that sets out a supervisory framework for measuring and controlling large exposures, which will take effect from 1 January 2019.

Originally Published:

Tuesday, April 15, 2014

How Diverse Should Boards Be?

Originally Published:

Tuesday, April 15, 2014

Jo Iwasaki, Head of Corporate Governance at the Institute of Chartered Accountants in England and Wales (ICAEW) discusses how boards can assess diversity objectives for business success.

Financial Conduct Authority says time to end premium calls for consumers

The FCA is concerned that customers are being charged high rates to contact financial services firms and will consult with industry, consumer organisations and consumers to ensure customer calls are more affordable.

Originally Published:

Monday, April 14, 2014

Securities Class Actions Escalate

Originally Published:

Monday, April 14, 2014

Michael Legg, UNSW Law, together with John Emmerig, Partner and head of Jones Day's class action practice for Australia discuss the increasing level of securities class actions.

Capital standard for bank exposures to central counterparties finalised by the Basel Committee

The Basel Committee published a final standard for calculating regulatory capital for banks' exposures to central counterparties (CCPs).

Originally Published:

Thursday, April 10, 2014

FCA review shows too many advisory firms are not yet clear enough with their customers on their charges and services

The FCA's latest review into disclosure by financial advisers found that 73 per cent of firms failed to provide the required information on the cost of advice.

Originally Published:

Monday, April 7, 2014

FCA announces competition review into credit cards - particular focus on how industry works with those in difficult financial situations

The Financial Conduct Authority (FCA) today confirmed its intention to undertake a competition review into the UK’s £150bn credit card market at the end of this year.

Originally Published:

Thursday, April 3, 2014

Podcast: CLMR Financial Benchmark and Currency Manipulation workshop

Video footage of the CLMR Financial Benchmark and Currency Manipulation workshop held at Allens Linklaters on 26 March 2014.

Originally Published:

Thursday, April 3, 2014

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