McCutcheon and the Regulation of Political Donations
Originally Published:
Friday, October 11, 2013
The regulation of political finance post-GFC. Is McCutcheon v. Federal Election Commission a side show?
Article Filter
CLMR Working Paper 13-7: Singapore Sling: How Coercion May Cure the Hangover in Financial Benchmark Governance
Justin O'Brien examines Singapore's approach to Libor issues
Originally Published:
Thursday, October 3, 2013
SEC awards more than $14 million to whistleblower
SEC announces award of more than $14 million to a whistleblower whose information led to an SEC enforcement action
Originally Published:
Tuesday, October 1, 2013
ICAP Europe Limited fined £14 million for significant failings in relation to LIBOR
FCA fines ICAP Europe Limited for misconduct including collusion between IEL brokers with UBS traders to manipulate the JPY LIBOR rates.
Originally Published:
Wednesday, September 25, 2013
JPMorgan Chase Bank N.A. fined £137,610,000 for serious failings relating to its Chief Investment Offices “London Whale” trades
FCA fines JPMorgan Chase Bank N.A. for breaches of FCA Principles caused by high risk trading strategy, weak management and inadequate responses.
Originally Published:
Thursday, September 19, 2013
New measures to restore confidence in benchmarks following LIBOR and EURIBOR scandals
New rules proposed by European Commission will enhance benchmark robustness, curb manipulation and clarify supervision responsibilities.
Originally Published:
Wednesday, September 18, 2013
AXA fined and reviews investment sales for advice failings
AXA fined by FCA for failing to ensure the giving of suitable investment advice to its customers, and agrees to contact potentially affected customers in review.
Originally Published:
Friday, September 13, 2013
European parliament’s endorsement of the political agreement on Market Abuse Regulation
European Parliament endorses political agreement on the Market Abuse Regulation, bringing current rules in step with market developments.
Originally Published:
Tuesday, September 10, 2013
G20 countries step up action to help consumers make informed financial decisions
Study by OECD and Russia’s G20 presidency monitors progress by major economies' governments in implementing national strategies for improving financial education.
Originally Published:
Thursday, September 5, 2013
How international finance really works
Jordan, Cally. How international finance really works. Law and Financial Markets Review, Vol. 7, No. 5, Sep 2013: 256-266. Availability: <http://search.informit.com.au/documentSummary;dn=696819782157781;res=IELBUS>
Originally Published:
Sunday, September 1, 2013