Speech by Governor of the Bank of England on Regulation of the UK Banking and Financial Services Industry
The Bank of England has published Sir Mervyn King’s Mansion House speech.
Originally Published:
Wednesday, June 15, 2011
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Financial Services Authority Publishes Feedback on Product Intervention Discussion Paper
The feedback statement confirms the Financial Services Authority's proposed approach, summarises responses to the discussion paper, considers where its product intervention initiatives will sit with other relevant work in the UK and at EU level, and gives some indication of the FSA's expec
Originally Published:
Tuesday, June 14, 2011
Financial Services Authority Annual Report 2010/11
The Financial Services Authority has published its Annual Report for the year 2010/11, in which it outlines its performance against the priorities set out in its 2010/11 Business Plan and its statutory objectives.
Originally Published:
Monday, June 13, 2011
OECD Paper on Corporate Governance and the Financial Crisis: Key Findings and Main Messages
The Organisation for Economic Cooperation and Development has released the second paper in a three part series relating to the key findings and main messages from the financial crisis.
Originally Published:
Sunday, May 29, 2011
SEC Staff Paper Explores Method of Incorporating International Standards Into U.S. Reporting System
The Securities and Exchange Commission have released a staff paper which explores whether, when, and how the current U.S. financial reporting system should be transitioned to a system incorporating International Financial Reporting Standards and presents a possible framework for implementation.
Originally Published:
Thursday, May 26, 2011
SEC Issues Rules for Implementing the Whistleblower Provisions of Section 21F of the Securities Exchange Act of 1934
Section 922 of the Dodd-Frank Wall Street Reform and Consumer Protection Act 2010 established a whistleblower program that requires the Securities and Exchange Commission to pay an award to eligible whistleblowers who voluntarily provide the SEC with original information about a violation of the fed
Originally Published:
Wednesday, May 25, 2011
APRA Releases Enhancements to Basel II Framework
The Australian Prudential Regulation Authority has released amendments to relevant prudential standards, prudential practice guides and reporting forms to give effect to enhancements to the Basel II Framework in Australia.
Originally Published:
Monday, May 23, 2011
SEC Proposes Rules to Increase Transparency and Improve Integrity of Credit Ratings
The Securities and Exchange Commission has proposed new rules and amendments intended to increase transparency and improve the integrity of credit ratings.
Originally Published:
Wednesday, May 18, 2011
Australian Corporations and Markets Advisory Committee Releases Report on Executive Remuneration
The Corporations and Markets Advisory Committee has released a report examining the possibility of reducing the complexity of executive remuneration reports and revising the remuneration setting framework to simplify the incentive components of these arrangements.
Originally Published:
Friday, April 29, 2011
Future of Financial Advice - Information Pack 2
The Government has released two information packs providing detailed information on the reforms. This second information pack relates to the announcement made in April 2011 on consultation outcomes and implementation details of key reforms.
Originally Published:
Thursday, April 28, 2011