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SEC Approves Confidential Private Fund Risk Reporting

In accordance the requirements of Sections 404 and 406 of the Dodd-Frank Wall Street Reform and Consumer Protection Act 2010, the Securities and Exchange Commission has approved a new rule requiring certain advisers to hedge funds and other private funds to report information for use by the Financi
Originally Published: 
Wednesday, October 26, 2011

Central Bank of Ireland Publishes a Revised Consumer Protection Code

The revised Consumer Protection Code, which comes into effect from 1 January 2012 for regulated entities, increases the protections for consumers in a number of key areas including: arrears handling, contact with consumers, mis-selling of products, vulnerable consumers, mortgage lending, transparenc
Originally Published: 
Wednesday, October 19, 2011

Financial Stability Oversight Council Issues Proposed Rule and Guidance on Authority to Require Supervision and Regulation of Certain Non-Bank Financial Companies

The proposed rule and attached guidance describe the manner in which the Financial Stability Oversight Council intends to apply the statutory standards and considerations, and the processes and procedures that the Council intends to follow, in making determinations under section 113 of the Dodd-Fran
Originally Published: 
Tuesday, October 18, 2011

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