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Regulating the commodity markets: a guide to the role of the FCA
In this paper the FCA explains the regulatory framework and the role of the Financial Conduct Authority (FCA) as it relates to the commodity markets.
Originally Published:
Thursday, February 27, 2014
SEC Announces Initiative Directed at Never-Before Examined Registered Investment Advisers
The Securities and Exchange Commission announced that its Office of Compliance Inspections and Examinations (OCIE) is launching an initiative directed at investment advisers that have never been examined, focusing on those that have been registered with the SEC for three or more years.
Originally Published:
Thursday, February 20, 2014
Claims Management Companies and Financial Services Complaints
The FCA has released a guide for consumers, financial service providers and claims management companies on how consumers’ complaints should be handled where they choose to use a claims company.
Originally Published:
Friday, February 7, 2014
Foreign investment law and policy in Australia: A critical analysis
Bowman, Megan; Gilligan, George and O'Brien, Justin. Foreign investment law and policy in Australia: A critical analysis. Law and Financial Markets Review, Vol. 8, No. 1, Feb 2014: 65-77. Availability: <http://search.informit.com.au/documentSummary;dn=209071754122869;res=IELBUS>
Originally Published:
Saturday, February 1, 2014
Innovative enterprise and shareholder value
Lazonick, William. Innovative enterprise and shareholder value. Law and Financial Markets Review, Vol. 8, No. 1, Feb 2014: 52-64. Availability: <http://search.informit.com.au/documentSummary;dn=209053121151611;res=IELBUS>
Originally Published:
Saturday, February 1, 2014
The impact of financialisation on international corporate governance: The role of agency theory and maximising shareholder value
Clarke, Thomas. The impact of financialisation on international corporate governance: The role of agency theory and maximising shareholder value. Law and Financial Markets Review, Vol. 8, No. 1, Feb 2014: 39-51.
Originally Published:
Saturday, February 1, 2014
The shareholder value mythology and the market "communion"
Chabrak, Nihel. The shareholder value mythology and the market "communion". Law and Financial Markets Review, Vol. 8, No. 1, Feb 2014: 27-38. Availability: <http://search.informit.com.au/documentSummary;dn=209015855209095;res=IELBUS>
Originally Published:
Saturday, February 1, 2014