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SEC Issues Rules for Implementing the Whistleblower Provisions of Section 21F of the Securities Exchange Act of 1934

Section 922 of the Dodd-Frank Wall Street Reform and Consumer Protection Act 2010 established a whistleblower program that requires the Securities and Exchange Commission to pay an award to eligible whistleblowers who voluntarily provide the SEC with original information about a violation of the fed

Originally Published:

Wednesday, May 25, 2011

APRA Releases Enhancements to Basel II Framework

The Australian Prudential Regulation Authority has released amendments to relevant prudential standards, prudential practice guides and reporting forms to give effect to enhancements to the Basel II Framework in Australia.

Originally Published:

Monday, May 23, 2011

SEC Proposes Rules to Increase Transparency and Improve Integrity of Credit Ratings

The Securities and Exchange Commission has proposed new rules and amendments intended to increase transparency and improve the integrity of credit ratings.

Originally Published:

Wednesday, May 18, 2011

Government Accountability Office Reports on Mortgage Foreclosures

In accordance with Title XIV of The Dodd-Frank Wall Street Reform and Consumer Protection Act 2010, the Government Accountability Office (“GAO”) was asked to examine the extent to which federal laws address mortgage servicers’ foreclosure procedures.

Originally Published:

Thursday, May 5, 2011

Financial Reporting Council Issues Consultation Paper on Gender Diversity in the Boardroom

The Financial Reporting Council has issued a consultation paper on whether the UK Corporate Governance Code should be revised to require listed companies to publish their policy on gender diversity in the boardroom and report against it annually.

Originally Published:

Thursday, May 5, 2011

Risk Assessment of the Federal Housing Finance Agency and Government-Sponsored Enterprises

In accordance with Title XIV of The Dodd-Frank Wall Street Reform and Consumer Protection Act 2010, the Federal Housing Finance Agency Office of the Inspector General contracted a professional services firm to provide a risk assessment.

Originally Published:

Monday, May 2, 2011

Financing Development

Professor Ross Buckley of the CLMR at the University of New South Wales explores explore the dimensions of poverty and disease in the world, and how much it would cost to end them.

Originally Published:

Monday, May 2, 2011

SFC-HKMA Jointly Introduce Mystery Shopping Programme to Monitor Selling Practices

The Securities and Futures Commission and the Hong Kong Monetary Authority jointly engaged an external service provider, the Hong Kong Productivity Council, to carry out mystery shopping exercises between July and November 2010 to look into the selling practices of intermediaries involving unlisted

Originally Published:

Monday, May 2, 2011

Hong Kong Exchanges and Clearing Limited Consultation Conclusions on Ex-Entitlement Trading and Shareholder Approval

In December 2010, the Hong Kong Exchanges and Clearing House Limited sought market views on whether shares should be traded ex-entitlement only after the entitlement has been approved by shareholders.

Originally Published:

Monday, May 2, 2011

After the Global Financial Crisis: Key Competition Law Developments in Australia, the United States, the EU and the UK

Cejnar, Leela. After the Global Financial Crisis: Key Competition Law Developments in Australia, the United States, the EU and the UK. Law and Financial Markets Review, Vol. 5, No. 3, May 2011: 201-212. Availability: <http://search.informit.com.au/documentSummary;dn=090570168709996;res=IELBUS>

Originally Published:

Sunday, May 1, 2011

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