IMF prepares Update on Global Prospects and Policy Challengers for G20 Summit
IMF prepares an Update on Global Prospects and Policy Challenges report for the G20 Leaders' Summit
Originally Published:
Wednesday, September 4, 2013
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Aberdeen Asset Managers and Aberdeen Fund Management fined £7.2 million for failing to protect client money
The FCA has fined Aberdeen for failing to identify and protect client money placed in money market deposits with third party banks.
Originally Published:
Tuesday, September 3, 2013
The Basel Committee on Banking Supervision and IOSCO Release the Final Framework for Margin Requirements for Non-Centrally Cleared Derivatives
BIS and IOSCO release final framework for margin requirements for non-centrally cleared derivatives, designed to reduce system risks.
Originally Published:
Monday, September 2, 2013
ASIC accepts enforceable undertaking from Wealthsure
ASIC accepts enforceable undertaking from Wealthsure and its former CEO after investigating its compliance systems
Originally Published:
Monday, September 2, 2013
FSB publishes report on OTC derivatives market reforms
FSB publishes report to G20 Leaders summarising progress in reforms to the over-the-counter derivatives market
Originally Published:
Monday, September 2, 2013
How international finance really works
Jordan, Cally. How international finance really works. Law and Financial Markets Review, Vol. 7, No. 5, Sep 2013: 256-266. Availability: <http://search.informit.com.au/documentSummary;dn=696819782157781;res=IELBUS>
Originally Published:
Sunday, September 1, 2013
EU proposal for regulation on money market funds
Baklanova, Viktoria and Tanega, Joseph. EU proposal for regulation on money market funds. Law and Financial Markets Review, Vol. 7, No. 5, Sep 2013: 250-255. Availability: <http://search.informit.com.au/documentSummary;dn=696801149186523;res=IELBUS>
Originally Published:
Sunday, September 1, 2013
The future of United Kingdom monetary union and Scottish independence
Campbell, Andrew. The future of United Kingdom monetary union and Scottish independence. Law and Financial Markets Review, Vol. 7, No. 5, Sep 2013: 239-249. Availability: <http://search.informit.com.au/documentSummary;dn=696745250272748;res=IELBUS>
Originally Published:
Sunday, September 1, 2013
Melbourne liquidator to be banned for 5 years
Liquidator is prohibited from being registered as a liquidator for 5 years following inquiry into his conduct
Originally Published:
Friday, August 30, 2013
SEC rewards three whistleblowers who helped stop sham hedge fund
SEC rewards three whistelblowers for tips and informations provided to help the Justice department stop a sham hedge fund
Originally Published:
Friday, August 30, 2013