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Important steps towards completion of post-crisis regulatory reforms endorsed by Group of Governors and Heads of Supervision

The Basel committee’s oversight body, the Group of Governors and Heads of Supervision endorsed a number of important steps in the completion of the post-crisis reform agenda.

Originally Published:

Sunday, January 12, 2014

Revisions to the Basel Securitisation Framework issued by the Basel Committee

The Basel Committee has issued a paper on the Basel securitization framework as part of an initiative to reform regulatory standards for banks in response to lessons learned from the GFC.

Originally Published:

Thursday, December 19, 2013

Promoting Competition and Financial Regulation

Originally Published:

Thursday, December 19, 2013

Calls for financial regulators to be given competition powers should be resisted

Whither transparency? A Tale of Two Cases on Foreign Investment

Originally Published:

Wednesday, December 18, 2013

Apparent inconsistencies in two recent Ministerial decisions on foreign direct investment (FDI) in Australia have raised concerns regarding prospects for encouraging future foreign investment.

Volcker's Tall Order: How Institutional Corruption Delays Banking Reform

Originally Published:

Tuesday, December 10, 2013

Gregg Fields argues that no one wants to say what the Volker Rule is or how it will work

Insider Trading: How Should Directors Respond?

Originally Published:

Friday, December 6, 2013

Michael Legg of UNSW and Tim L’Estrange of Jones Day review the role of Directors responding to insider trading

No Thanksgiving Gifts for US Conglomerate Archer Daniels Midland

Originally Published:

Monday, December 2, 2013

Australian Treasurer makes an order under the Foreign Acquisitions and Takeovers Act 1975 to prohibit the proposed acquisition of GrainCorp Limited by U.S. firm Archer Daniels Midland.

FCA fines SEI Investments Limited £900,200 for client money breaches

SEI Investments was fined 900,000£ for failing to comply with the client money rules of the FCA for 5 years.

Originally Published:

Tuesday, November 26, 2013

Volcker Overruled?

Originally Published:

Thursday, November 21, 2013

What do banking giants Citigroup and Barclays have in common with the nonprofit Bipartisan Policy Center, a think tank in Washington, D.C.? It depends where you look.

Regulating Consumer Credit for Credit Unions

Factsheet from the FCA that outlines the implications for credit unions when the FCA takes over the regulation of consumer credit from the office of fair-trading in April of 2014.

Originally Published:

Friday, November 15, 2013

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