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IOSCO Commodity Derivatives Markets Supervisory Principles

The International Organisation of Securities Commisisons Commodity Derivatives Markets Supervisory Principles, which update and add to the 1997 Tokyo Communiqué, were developed in response to contemporary trends in commodity derivatives markets.
Originally Published: 
Thursday, September 15, 2011

SEC Adopts Large Trader Reporting Regime

The Securities and Exchange Commission will adopt a new rule establishing large trader reporting requirements to enhance the agency’s ability to identify large market participants, collect information on their trading, and analyze their trading activity.
Originally Published: 
Tuesday, July 26, 2011

SEC Report on Review of Reliance on Credit Ratings

The Securities and Exchange Commission has issued its report on the reliance on credit ratings, as required by Section 939A(c) of The Dodd-Frank Wall Street Reform and Consumer Protection Act 2010.
Originally Published: 
Thursday, July 21, 2011

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