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SEC Adopts Large Trader Reporting Regime

The Securities and Exchange Commission will adopt a new rule establishing large trader reporting requirements to enhance the agency’s ability to identify large market participants, collect information on their trading, and analyze their trading activity.
Originally Published: 
Tuesday, July 26, 2011

Federal Reserve Board Report to Congress on Credit Ratings

Section 939A of The Dodd-Frank Wall Street Reform and Consumer Protection Act 2010 requires each federal agency to review its regulations and identify any regulation that requires the use of an assessment of the creditworthiness of a security or money market instrument; and any references to or requ
Originally Published: 
Monday, July 25, 2011

SEC Report on Review of Reliance on Credit Ratings

The Securities and Exchange Commission has issued its report on the reliance on credit ratings, as required by Section 939A(c) of The Dodd-Frank Wall Street Reform and Consumer Protection Act 2010.
Originally Published: 
Thursday, July 21, 2011

Financial Stability Oversight Council Reports to Congress on Secured Creditor Haircuts

Section 215 of the Dodd-Frank Act calls on the Financial Stability Oversight Council to study whether allowing regulators in a resolution proceeding to treat a portion of fully secured creditors’ claims as unsecured (“secured creditor haircuts”) would promote market discipline and taxpayer protectio
Originally Published: 
Monday, July 18, 2011

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