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SEC Approves Confidential Private Fund Risk Reporting

In accordance the requirements of Sections 404 and 406 of the Dodd-Frank Wall Street Reform and Consumer Protection Act 2010, the Securities and Exchange Commission has approved a new rule requiring certain advisers to hedge funds and other private funds to report information for use by the Financi
Originally Published: 
Wednesday, October 26, 2011

Financial Stability Oversight Council Issues Proposed Rule and Guidance on Authority to Require Supervision and Regulation of Certain Non-Bank Financial Companies

The proposed rule and attached guidance describe the manner in which the Financial Stability Oversight Council intends to apply the statutory standards and considerations, and the processes and procedures that the Council intends to follow, in making determinations under section 113 of the Dodd-Fran
Originally Published: 
Tuesday, October 18, 2011

SRI, shareholder activism and corporate governance: An efficient triptych?

Malecki, Catherine and Magnier, Veronique. SRI, shareholder activism and corporate governance: An efficient triptych?. Law and Financial Markets Review, Vol. 5, No. 5, Oct 2011: 357-366. Availability: <http://search.informit.com.au/documentSummary;dn=686247626863392;res=IELBUS>
Originally Published: 
Saturday, October 1, 2011

U.S. Federal Deposit Insurance Corporation Approves Two “Living Will” Rules

On September 13, 2011, the Federal Deposit Insurance Corporation approved a final rule implementing Section 165(d) of the Dodd-Frank Wall Street Reform and Consumer Protection Act 2010 which requires large and systemically important financial institutions to develop and maintain resolution plans, of
Originally Published: 
Tuesday, September 27, 2011

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