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Financial Services Authority Policy Statement on the Review of the Covered Bond Regime

The Financial Services Authority has published a policy statement on the review of the covered bond regime which sets out, amongst other things, certain changes to the Regulated Covered Bond sourcebook which are intended to introduce consistent standards of investor reporting, clarify the role of &q
Originally Published: 
Friday, December 9, 2011

European Banking Authority Recommendation on Banks’ Recapitalisation Needs

The European Banking Authority has published a Recommendation, relating to banks’ recapitalization needs as part of a broader European package agreed by the European Council in October 2011 to address the current situation in the EU by restoring stability and confidence in financial markets.
Originally Published: 
Thursday, December 8, 2011

ASIC Commences Second Phase of Review of Financial Advice Industry Practice

In stage two of the Australian Securities and Investments Commission's review of the financial advice industry, ASIC intends to provide a questionnaire to 30 of the largest financial service licensees that will include specific questions on licensee business models, training of representatives,
Originally Published: 
Wednesday, December 7, 2011

The law applicable to prospectus liability in the European Union

Garcimartin, Francisco. The law applicable to prospectus liability in the European Union. Law and Financial Markets Review, Vol. 5, No. 6, Dec 2011: 449-457. Availability: <http://search.informit.com.au/documentSummary;dn=686433956575974;res=IELBUS>
Originally Published: 
Thursday, December 1, 2011

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