Article Filter

Has taxonomy terms (with depth)

Speech by Chancellor of the Exchequer on Regulation of the UK Banking and Financial Services Industry

In his speech at the Lord Mayor’s dinner for bankers and merchants of the City of London, the Chancellor of the Exchequer, George Osborne MP, stated that the British economy is concerned with two key issues: (i) what the right culture of regulation is; and (ii) how international rules apply and wher

Originally Published:

Wednesday, June 15, 2011

Speech by Governor of the Bank of England on Regulation of the UK Banking and Financial Services Industry

The Bank of England has published Sir Mervyn King’s Mansion House speech.

Originally Published:

Wednesday, June 15, 2011

Financial Services Authority Publishes Feedback on Product Intervention Discussion Paper

The feedback statement confirms the Financial Services Authority's proposed approach, summarises responses to the discussion paper, considers where its product intervention initiatives will sit with other relevant work in the UK and at EU level, and gives some indication of the FSA's expec

Originally Published:

Tuesday, June 14, 2011

Financial Services Authority Annual Report 2010/11

The Financial Services Authority has published its Annual Report for the year 2010/11, in which it outlines its performance against the priorities set out in its 2010/11 Business Plan and its statutory objectives.

Originally Published:

Monday, June 13, 2011

Basel III Implementation Monitoring

The Basel Committee on Banking Supervision is monitoring the impact of its two main framework documents on a sample of banks.

Originally Published:

Thursday, June 9, 2011

SEC Issues Rules for Implementing the Whistleblower Provisions of Section 21F of the Securities Exchange Act of 1934

Section 922 of the Dodd-Frank Wall Street Reform and Consumer Protection Act 2010 established a whistleblower program that requires the Securities and Exchange Commission to pay an award to eligible whistleblowers who voluntarily provide the SEC with original information about a violation of the fed

Originally Published:

Wednesday, May 25, 2011

SEC Proposes Rules to Increase Transparency and Improve Integrity of Credit Ratings

The Securities and Exchange Commission has proposed new rules and amendments intended to increase transparency and improve the integrity of credit ratings.

Originally Published:

Wednesday, May 18, 2011

SFC-HKMA Jointly Introduce Mystery Shopping Programme to Monitor Selling Practices

The Securities and Futures Commission and the Hong Kong Monetary Authority jointly engaged an external service provider, the Hong Kong Productivity Council, to carry out mystery shopping exercises between July and November 2010 to look into the selling practices of intermediaries involving unlisted

Originally Published:

Monday, May 2, 2011

Sukuk Structure and Its Regulatory Environment in the Kingdom of Saudi Arabia

Al Elsheikh, Abdullah Abdullatef A and Tanega, Joseph. Sukuk Structure and Its Regulatory Environment in the Kingdom of Saudi Arabia. Law and Financial Markets Review, Vol. 5, No. 3, May 2011: 183-200.

Originally Published:

Sunday, May 1, 2011

Nine Securities Regulators Join IOSCO’s Fight Against Cross Border Market Misconduct

The International Organization of Securities Commissions has announced that nine further securities regulatory authorities had been invited to become full signatories of the IOSCO Multilateral Memorandum of Understanding concerning Consultation, Cooperation and the Exchange of Information.

Originally Published:

Monday, April 18, 2011

You are here

Article Filter

Pages