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IOSCO Recommendations to Promote Market Integrity and Efficiency to Mitigate Risks by Technological Developments

The International Organisation for Securities Commissions analyses the most significant technological developments and related micro-structural issues that have arisen in financial markets in recent years, notably high frequency and algorithmic trading, and their impact on market structure, particip

Originally Published:

Thursday, October 20, 2011

SEC Jointly Proposes Prohibitions and Restrictions on Proprietary Trading ("Volcker Rule")

As required by Section 619 of the Dodd-Frank Wall Street Reform and Consumer Protection Act 2010, the Securities and Exchange Commission together with the Federal Deposit Insurance Corporation, the Federal Reserve Board, and the Office of the Comptroller of the Currency, has voted to propose a rule

Originally Published:

Wednesday, October 12, 2011

Islamic Financial Services Board Issues Guiding Principles on Stress Testing for Institutions Offering Islamic Financial Services

The Islamic Financial Services Board has issued guiding principles on stress testing for institutions offering Islamic Financial Services.

Originally Published:

Wednesday, October 12, 2011

Financial Stability Board Publishes Second Progress Report on OTC Derivatives Market Reforms Implementation

In September 2009, G-20 leaders agreed in Pittsburgh that all standardised over-the-counter derivative contracts should be traded on exchanges or electronic trading platforms, where appropriate, and cleared through central counterparties by end 2012 at the latest.

Originally Published:

Tuesday, October 11, 2011

Public Company Accounting Oversight Board Practice Alert On Audit Risks in Certain Emerging Markets

The practice alert focuses on risks of misstatement due to fraud that auditors might encounter in audits of companies with operations in emerging markets, auditors’ responsibilities for addressing those risks, and certain other auditor responsibilities under PCAOB auditing standards.

Originally Published:

Monday, October 3, 2011

Financial regulation in African frontier markets: can the EU approach work?

Salami, Iwa. Financial regulation in African frontier markets: can the EU approach work? Law and Financial Markets Review, Vol. 5, No. 5, Oct 2011: 380-387. Availability: <http://search.informit.com.au/documentSummary;dn=686284892805909;res=IELBUS>

Originally Published:

Saturday, October 1, 2011

SRI, shareholder activism and corporate governance: An efficient triptych?

Malecki, Catherine and Magnier, Veronique. SRI, shareholder activism and corporate governance: An efficient triptych?. Law and Financial Markets Review, Vol. 5, No. 5, Oct 2011: 357-366. Availability: <http://search.informit.com.au/documentSummary;dn=686247626863392;res=IELBUS>

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Saturday, October 1, 2011

Financial Stability Further Prioritised as IAIS Adopts Updated Insurance Core Principles

The International Association of Insurance Supervisors has announced the adoption of the revised IAIS Insurance Core Principles, Standards, Guidance and Assessment Methodology.

Originally Published:

Saturday, October 1, 2011

U.S. Federal Deposit Insurance Corporation Approves Two “Living Will” Rules

On September 13, 2011, the Federal Deposit Insurance Corporation approved a final rule implementing Section 165(d) of the Dodd-Frank Wall Street Reform and Consumer Protection Act 2010 which requires large and systemically important financial institutions to develop and maintain resolution plans, of

Originally Published:

Tuesday, September 27, 2011

Bank for International Settlements Publishes Report on High Frequency Trading in the Foreign Exchange Markets

The Markets Committee of the Bank for International Settlements has published a report on high frequency trading in the foreign exchange market.

Originally Published:

Tuesday, September 27, 2011

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