FRC Consults on UK Stewardship Code
The Financial Reporting Council has today begun consultation on proposed revisions to the UK Stewardship Code.
Originally Published:
Friday, April 20, 2012
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FRC Consults on UK Corporate Governance Code
The Financial Reporting Council has today begun consultation on proposed revisions to the UK Corporate Governance Code.
Originally Published:
Friday, April 20, 2012
Trench Warfare Over Dodd-Frank Implementation
In a wide-ranging interview covering the provisions on conflict minerals and the Volcker rule on limiting proprietary trading, Professor Eric Talley of the University of California at Berkeley discusses the key obstacles involved in implementing Dodd-Frank.
Originally Published:
Thursday, April 19, 2012
ASIC Requires HSBC to Change Home Loan Advertising
HSBC Bank Australia has changed the advertising for its current ‘Let’s Bankercise’ campaign, in response to ASIC concerns that ads promoting a home loan discount were potentially misleading.
Originally Published:
Wednesday, April 18, 2012
CPSS-IOSCO Issue New Standards for Financial Market Infrastructures
The Committee on Payment and Settlement Systems (CPSS) and the International Organization of Securities Commissions (IOSCO) have today published three documents that promote global efforts to strengthen financial market infrastructures (FMIs).
Originally Published:
Monday, April 16, 2012
Will Dodd-Frank Ever Work?
Originally Published:
Tuesday, April 3, 2012
Thomas Clarke questions whether Dodd-Frank will succeed in reining in the US finance sector.
Innovation is Key in the Asian Century
Originally Published:
Monday, April 2, 2012
John Brumby, Board Member of Huawei Australia, extends an olive branch.
The wider context: The future of capital market regulation in the developed markets
Jordan, Cally. The wider context: The future of capital market regulation in the developed markets. Law and Financial Markets Review, Vol. 6, No. 2, Apr 2012: 130-135. Availability: <http://search.informit.com.au/documentSummary;dn=155649451124755;res=IELBUS>
Originally Published:
Sunday, April 1, 2012
EU Clamping Down on Derivatives Trade
The European Parliament has announced that it has adopted the European Market Infrastructure Regulation.
Originally Published:
Thursday, March 29, 2012
ASIC Releases First Enforcement Report (July-Dec 2011)
ASIC today released its first report detailing ASIC enforcement actions for the period 1 July to 31 December 2011.
Originally Published:
Thursday, March 29, 2012