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IOSCO Prepares for the Regulatory and Financial Challenges Ahead
The International Organization of Securities Commissions (IOSCO) opens its Annual Conference public sessions focusing on the themes of a new financial architecture for the post-crisis era, financial market infrastructures and market integrity, capital markets development in emerging markets, and reg
Originally Published:
Wednesday, May 16, 2012
Financial Services Authority Speech - Rebuilding Trust and Confidence
Martin Wheatley, managing director of the Financial Services Authority (FSA), told an audience that there are still unresolved issues around how customers are treated across financial services and getting to grips with them is central to rebuilding confidence and trust.
Originally Published:
Friday, May 4, 2012
IOSCO Consults on Money Market Fund Systemic Risk Analysis and Reform Options
The consultation paper provides a preliminary analysis of the possible risks that money market funds (MMFs) could pose to systemic stability and consults on an exhaustive range of policy options to address those risks.
Originally Published:
Friday, April 27, 2012
IOSCO Consults on Principles of Liquidity Risk Management for Collective Investment Schemes
The consultation paper outlines a set of principles against which both the industry and regulators can assess the quality of regulation and industry practices relating to liquidity risk management for collective investment schemes (CIS).
Originally Published:
Thursday, April 26, 2012
Financial Services Authority Speech: Delivering Effective Corporate Governance - The Financial Regulator’s Role
Hector Sants, chief executive of the Financial Services Authority (FSA) delivered a speech today in which he reviewed the progress of regulatory reforms since the financial crisis and, in particular, focused on how more action is needed to deliver effective corporate governance.
Originally Published:
Tuesday, April 24, 2012
FRC Consults on Guidance to Audit Committees
The Financial Reporting Council (“FRC”) is consulting on proposed changes to the Guidance for Audit Committees to support the changes to UK Corporate Governance Code and to give effect to the FRC’s Effective Company Stewardship proposals.
Originally Published:
Friday, April 20, 2012