Regulatory Design
The Global Financial Crisis has demonstrated the limits of debates over privileging rules over principles or vica-versa. Effective regulatory design necessitates a pro-active interaction between rules, principles and social norms in order to determine that stated values actually inform practice. This series examines the impact of the GFC on regulatory design.
Supervising Retail Investment Advice: Inducements and Conflicts of Interest
The FCA has published guidance that makes clear that financial providers and product providers share the responsibility for managing potential conflicts of interest.
Originally Published:
Thursday, January 16, 2014
Corporate Climate Finance for Global Sustainability?
Whither transparency? A Tale of Two Cases on Foreign Investment
Cartel Immunity/Leniency: The Truth, The Whole Truth …
Senate Report - Foreign Investment and the National Interest - June 2013
The Australian Rural and Regional Affairs and Transport References Committee report on Foreign Investment and the National Interest (June 2013).
Originally Published:
Friday, June 28, 2013
Australian Mineral Resource Governance in the Asian Century: Recent Developments
The Ex Ante Problem and the Ex Post Solution
Would the Real EU Please Stand Up?
ASIC makes key announcements on market structure, dark liquidity and high frequency trading
ASIC has made new market integrity rules to address risks emerging from developments in market structure, including growth in automated trading and the changing nature of dark liquidity.
Originally Published:
Wednesday, November 21, 2012